Regulator intelligence
Use official registers, warning lists, jurisdiction notes, and connected broker license records to verify whether a broker is actually supervised for the service it promotes.
Directory coverage
High-traffic registers
FCA
Financial Conduct Authority
🇬🇧 United Kingdom
UK conduct regulator for financial services firms and markets.
ASIC
Australian Securities and Investments Commission
🇦🇺 Australia
Australian corporate, markets, financial services, and consumer credit regulator.
CySEC
Cyprus Securities and Exchange Commission
🇨🇾 Cyprus
Cyprus regulator for investment firms, listed companies, and securities markets.
NFA
National Futures Association
🇺🇸 United States
US self-regulatory organization for derivatives markets, including retail forex dealer registration records.
FINMA
Swiss Financial Market Supervisory Authority
🇨🇠Switzerland
Swiss supervisory authority for banks, securities firms, insurance, and financial market infrastructure.
MAS
Monetary Authority of Singapore
🇸🇬 Singapore
Singapore central bank and integrated financial regulator.
All regulator profiles
43 profiles found
Securities and Futures Commission
ðŸ‡ðŸ‡° Hong Kong / Asia Pacific
Hong Kong regulator for securities and futures markets.
Financial Sector Conduct Authority
🇿🇦 South Africa / Africa
South African market conduct regulator for financial institutions and services.
Dubai Financial Services Authority
🇦🇪 United Arab Emirates / Middle East
Independent regulator for financial services conducted in or from the DIFC.
Financial Services Regulatory Authority ADGM
🇦🇪 United Arab Emirates / Middle East
Financial services regulator for Abu Dhabi Global Market.
Securities and Commodities Authority UAE
🇦🇪 United Arab Emirates / Middle East
UAE federal regulator for securities and commodities markets.
Capital Market Authority Saudi Arabia
🇸🇦 Saudi Arabia / Middle East
Saudi capital markets regulator for securities business and listed markets.
Capital Markets Authority Kenya
🇰🇪 Kenya / Africa
Kenyan capital markets regulator for licensed market intermediaries and investor education.
Qatar Financial Markets Authority
🇶🇦 Qatar / Middle East
Qatar regulator for capital markets and licensed financial services activity.
Capital Markets Authority Kuwait
🇰🇼 Kuwait / Middle East
Kuwait capital markets regulator for securities activity and licensed persons.
Capital Markets Board of Turkey
🇹🇷 Turkey / Europe
Turkish capital markets regulator for investment institutions and securities markets.
Securities and Exchange Board of India
🇮🇳 India / Asia Pacific
Indian securities markets regulator.
Bangladesh Securities and Exchange Commission
🇧🇩 Bangladesh / Asia Pacific
Bangladesh securities market regulator.
Commodity Futures Trading Regulatory Agency Indonesia
🇮🇩 Indonesia / Asia Pacific
Indonesian regulator for commodity futures trading activity.
Securities Commission Malaysia
🇲🇾 Malaysia / Asia Pacific
Malaysian regulator for capital markets and securities activity.
Securities and Exchange Commission Thailand
🇹🇠Thailand / Asia Pacific
Thai capital markets regulator for securities, derivatives, and intermediaries.
Financial Markets Authority New Zealand
🇳🇿 New Zealand / Oceania
New Zealand conduct regulator for financial markets.
Canadian Investment Regulatory Organization
🇨🇦 Canada / North America
Canadian investment dealer and mutual fund dealer self-regulatory organization.
Ontario Securities Commission
🇨🇦 Canada / North America
Ontario securities regulator and major Canadian provincial regulator.