Regulation research
Check financial regulators
Find the right authority, confirm the legal entity and check the permission behind a broker's claim.
- Regulators
- 44
- Countries
- 39
- Regions
- 7
- License records
- 360
Common checks
Frequently used registers
Authorities by region
Active financial regulator profiles in the directory
| Category | Authorities |
|---|---|
| Europe | 13 |
| Asia Pacific | 8 |
| Middle East | 6 |
| North America | 5 |
| Caribbean | 5 |
| Africa | 4 |
| Oceania | 3 |
Authority directory
Official registers and warnings
44 profiles found
Hong Kong regulator for securities and futures markets.
- Jurisdiction
- Hong Kong
- License records
- 0
South African market-conduct regulator and financial service provider register.
- Jurisdiction
- South Africa
- License records
- 6
Independent regulator for financial services conducted in or from the DIFC.
- Jurisdiction
- Dubai International Financial Centre
- License records
- 0
Financial services regulator for Abu Dhabi Global Market.
- Jurisdiction
- Abu Dhabi Global Market
- License records
- 0
UAE federal regulator for securities and commodities markets.
- Jurisdiction
- United Arab Emirates
- License records
- 5
Saudi capital markets regulator for securities business and listed markets.
- Jurisdiction
- Saudi Arabia
- License records
- 0
Kenyan capital markets regulator for licensed market intermediaries and investor education.
- Jurisdiction
- Kenya
- License records
- 0
Qatar regulator for capital markets and licensed financial services activity.
- Jurisdiction
- Qatar
- License records
- 0
Kuwait capital markets regulator for securities activity and licensed persons.
- Jurisdiction
- Kuwait
- License records
- 0
Turkish capital markets regulator for investment institutions and securities markets.
- Jurisdiction
- Turkey
- License records
- 0
Indian securities markets regulator.
- Jurisdiction
- India
- License records
- 0
Bangladesh securities market regulator.
- Jurisdiction
- Bangladesh
- License records
- 0
Indonesian regulator for commodity futures trading activity.
- Jurisdiction
- Indonesia
- License records
- 0
Malaysian regulator for capital markets and securities activity.
- Jurisdiction
- Malaysia
- License records
- 1
Thai capital markets regulator for securities, derivatives, and intermediaries.
- Jurisdiction
- Thailand
- License records
- 0
New Zealand conduct regulator for financial markets.
- Jurisdiction
- New Zealand
- License records
- 2
Canadian investment dealer and mutual fund dealer self-regulatory organization.
- Jurisdiction
- Canada
- License records
- 0