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Regulation research

Check financial regulators

Find the right authority, confirm the legal entity and check the permission behind a broker's claim.

Regulators
44
Countries
39
Regions
7
License records
360

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Frequently used registers

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Authorities by region

Active financial regulator profiles in the directory

Authorities by region
CategoryAuthorities
Europe13
Asia Pacific8
Middle East6
North America5
Caribbean5
Africa4
Oceania3

Authority directory

Official registers and warnings

44 profiles found

United Kingdom

FCA

Financial Conduct Authority

UK conduct regulator for financial services firms and markets.

Jurisdiction
United Kingdom
License records
27
Australia

ASIC

Australian Securities and Investments Commission

Australian regulator for financial services, companies, and markets.

Jurisdiction
Australia
License records
2
Cyprus

CySEC

Cyprus Securities and Exchange Commission

Cyprus regulator for investment firms and securities markets.

Jurisdiction
European Union
License records
133
United States

NFA

National Futures Association

US self-regulatory organization for derivatives markets, including retail forex dealer registration records.

Jurisdiction
United States futures and derivatives
License records
6
Switzerland

FINMA

Swiss Financial Market Supervisory Authority

Swiss supervisory authority for banks, securities firms, insurance, and financial market infrastructure.

Jurisdiction
Switzerland
License records
2
United States

CFTC

Commodity Futures Trading Commission

US federal regulator for futures, swaps, derivatives, and retail commodity trading protections.

Jurisdiction
United States derivatives markets
License records
6
United States

SEC

Securities and Exchange Commission

US federal securities regulator for securities markets, investment advisers, and investor protection.

Jurisdiction
United States securities markets
License records
0
Germany

BaFin

Federal Financial Supervisory Authority

German integrated financial supervisor for banking, insurance, securities, and investment services.

Jurisdiction
Germany
License records
1
Italy

CONSOB

Commissione Nazionale per le Societa e la Borsa

Italian securities market regulator responsible for market transparency and investor protection.

Jurisdiction
Italy
License records
0
Spain

CNMV

Comision Nacional del Mercado de Valores

Spanish securities markets regulator for investment firms, listed markets, and warnings.

Jurisdiction
Spain
License records
0
Netherlands

AFM

Netherlands Authority for the Financial Markets

Dutch conduct supervisor for financial markets, savings, investment, and financial services behavior.

Jurisdiction
Netherlands
License records
0
Luxembourg

CSSF

Commission de Surveillance du Secteur Financier

Luxembourg financial sector supervisor for firms, funds, and markets.

Jurisdiction
Luxembourg
License records
0
Ireland

CBI

Central Bank of Ireland

Irish central bank and financial regulator for authorised firms and consumer protection.

Jurisdiction
Ireland
License records
1
Currency research reports and market charts overlooking London's financial district
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