Regulation research
Check financial regulators
Find the right authority, confirm the legal entity and check the permission behind a broker's claim.
- Regulators
- 44
- Countries
- 39
- Regions
- 7
- License records
- 360
Common checks
Frequently used registers
Authorities by region
Active financial regulator profiles in the directory
| Category | Authorities |
|---|---|
| Europe | 13 |
| Asia Pacific | 8 |
| Middle East | 6 |
| North America | 5 |
| Caribbean | 5 |
| Africa | 4 |
| Oceania | 3 |
Authority directory
Official registers and warnings
44 profiles found
Australian regulator for financial services, companies, and markets.
- Jurisdiction
- Australia
- License records
- 2
Cyprus regulator for investment firms and securities markets.
- Jurisdiction
- European Union
- License records
- 133
US self-regulatory organization for derivatives markets, including retail forex dealer registration records.
- Jurisdiction
- United States futures and derivatives
- License records
- 6
Swiss supervisory authority for banks, securities firms, insurance, and financial market infrastructure.
- Jurisdiction
- Switzerland
- License records
- 2
Singapore central bank and integrated financial regulator.
- Jurisdiction
- Singapore
- License records
- 5
Mauritius regulator for non-bank financial services and global business licensees.
- Jurisdiction
- Mauritius
- License records
- 5
US federal regulator for futures, swaps, derivatives, and retail commodity trading protections.
- Jurisdiction
- United States derivatives markets
- License records
- 6
US federal securities regulator for securities markets, investment advisers, and investor protection.
- Jurisdiction
- United States securities markets
- License records
- 0
German integrated financial supervisor for banking, insurance, securities, and investment services.
- Jurisdiction
- Germany
- License records
- 1
French financial markets authority for market supervision and investor protection.
- Jurisdiction
- France
- License records
- 0
Italian securities market regulator responsible for market transparency and investor protection.
- Jurisdiction
- Italy
- License records
- 0
Spanish securities markets regulator for investment firms, listed markets, and warnings.
- Jurisdiction
- Spain
- License records
- 0
Dutch conduct supervisor for financial markets, savings, investment, and financial services behavior.
- Jurisdiction
- Netherlands
- License records
- 0
Belgian financial services and markets authority for conduct supervision and warnings.
- Jurisdiction
- Belgium
- License records
- 0
Luxembourg financial sector supervisor for firms, funds, and markets.
- Jurisdiction
- Luxembourg
- License records
- 0
Irish central bank and financial regulator for authorised firms and consumer protection.
- Jurisdiction
- Ireland
- License records
- 1
Austrian integrated financial market supervisor.
- Jurisdiction
- Austria
- License records
- 0